Equities Disclosures
U.S. brokerage services and securities trading (stocks and exchange-traded funds) are provided by Kraken Securities LLC, a broker-dealer registered with the Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC). Learn more about Kraken’s broker-dealer with FINRA’s BrokerCheck. Investment Advisory services on equities and equity combination bundles are provided by Kraken Adviser LLC, an SEC registered investment advisor. Cryptocurrency assets are offered through Payward Interactive, which is a money services business registered with the Financial Crimes Enforcement Network (FinCEN) and not a registered broker-dealer, not registered with the SEC, and not a member of FINRA or SIPC.
The documents on this page have been provided for your review when engaging with us. It is critical that you review and understand them as they cover your relationship with Kraken Securities and Kraken Adviser, describe key features of our platform, and discuss the risks of investing.
Kraken Securities LLC is a member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org. SIPC protection does not protect against a loss in the market value of securities. Kraken Securities is not a member of the Federal Deposit Insurance Corporation (FDIC) and FDIC insurance does not protect against the failure of the firm.
Securities trading is offered by Kraken Securities LLC, member of FINRA and SIPC, a self-directed broker-dealer that does not provide recommendations or investment advice. Content, research, tools, and stock symbols on our website are for educational purposes only and do not imply a recommendation or solicitation to engage in any specific investment strategy. All investments involve risk, losses may exceed the amount of principal invested, and past performance does not guarantee future results. Crypto trading is offered by Payward Interactive which is not a registered broker-dealer or FINRA member and your cryptocurrency holdings are not FDIC or SIPC insured.